Captial Market Solutions

Dolphin - Retail is an innovative solution for integrating the various back office process of brokerage firms. Dolphin - Retail is the ONLY “fully integrated solution” available in the marketplace today catering to this domain. Dolphin - Retail offer a comprehensive solution for automation of back - office operations of stock brokers with near real time processing while maintaining data integrity. There are many back - office products available in the market today, with all making tall claims about integrated solutions but in reality, no product is as FULLY INTEGRATED as Dolphin - Retail.

Dolphin - Retail is not just another software product, it is a solution suite and is indeed a framework onto which you can build and deploy so many different components in a tightly integrated manner. Dolphin - Retail is built using the latest and best of technology (with .Net as the front end and Oracle as the back end). It is easily and rapidly deployable as it is using a web – services model. It can work over any type of connectivity be it Dial – up, Broadband, VSAT or VPN. It works on a thin – client mechanism and the branch level application is comparable to any other Instant Messenger application it is so small and yet so powerful.

Dolphin - Retail Solution suite supports all the major exchanges / segments / depositories in financial markets such as:

    • National Stock Exchange (NSE) Capital Market
    • National Stock Exchange Futures & Options (NSE F&O) Segment
    • National Stock Exchange (NSE) Currency Derivatives
    • Bombay Stock Exchange (BSE) Capital Market
    • Bombay Stock Exchange Futures & Options (BSE F&O) Segment
    • Multi-Commodities Exchange of India Ltd., (MCX) Commodities Exchange
    • Multi-Commodities Exchange of India Ltd., (MCX) Currency Derivatives
    • Comprehensive Collateral Management system
    • National Securities Depository Ltd. (NSDL) Depository Participant Backoffice
    • Central Depository Services India Ltd. (CDSL) Depository Participant Backoffice
  • Ability to handle multiple exchanges and multiple segments.
  • Control is centralized at the Head Office in addition to multiple Branch Support
  • Internal mailing facility that can update users of the processes completed in the system.
  • Provisions for flexible definition of user rights at various levels to facilitate application usage.
  • Straight Through Processing Technology
  • Innovative Reporting technology for clear and organized reports (Drill down option to the base level).
  • Option to reverse at process level – Trade, Contract Note etc.
  • Comprehensive regulatory compliance reports.
  • Facility to generate Electronic Contract Note.
  • Option to Send SMS to clients.
  • Automated System Processes.
  • Allocation of securities based on Cleared funds not on Ledger balance.
  • Payout based on Client Category.
  • Beneficiary Release to clients based on funds receipt.
  • Marking of Securities for Pay-in – Inter settlement, Retention, POA, Other exchange pool account.
  • Bank Reconciliation against Book entry and Bank entry.
  • Distribution of Securities/Funds held in CM Pool/Beneficiary/Collateral account due to Corporate Action.
  • Working Capital Requirement for Exchange / Client pay in.
  • Client Dues Follow up Report.
  • Data level locking based on administrator specified duration.
  • 24/ 7 service.
  • Backed by committed software professionals.
  • Client/Principal association beyond business.
    • Client level consolidated data across exchange / depository.
    • Remisier / sub broker sharing.
    • As on any date reporting system, which helps to view back dated reports.
    • Client / Sub-broker /Remisier can view the data online through NTrust Websuite.
    • Complete integration of trade account with company accounts.
    • No manual intervention required across department resulting in higher efficiency.
    • Client data captured at branch level, which enable access to only branch users / administrators.
    • Cost center / Internal order capturing for accounting data.
    • Reports branch wise and company wise.